Legis Daily

8–K Trading Gap Act of 2021

USA117th CongressS-2360| Senate 
| Updated: 4/5/2022
Chris Van Hollen

Chris Van Hollen

Democratic Senator

Maryland

Banking, Housing, and Urban Affairs Committee

  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted
8–K Trading Gap Act of 2021 This bill requires certain publicly traded companies to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing. Certain companies required by regulation to adopt a code of ethics are exempt from this requirement.
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Timeline

Bill from Previous Congress

S 116-2488
8–K Trading Gap Act of 2019
Jul 15, 2021
Introduced in Senate
Jul 15, 2021
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Jul 16, 2021

Latest Companion Bill Action

HR 117-4467
Introduced in House
Apr 5, 2022
Committee on Banking, Housing, and Urban Affairs. Hearings held.
  • Bill from Previous Congress

    S 116-2488
    8–K Trading Gap Act of 2019


  • July 15, 2021
    Introduced in Senate


  • July 15, 2021
    Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.


  • July 16, 2021

    Latest Companion Bill Action

    HR 117-4467
    Introduced in House


  • April 5, 2022
    Committee on Banking, Housing, and Urban Affairs. Hearings held.

Finance and Financial Sector

Related Bills

  • HR 117-4467: 8–K Trading Gap Act of 2021
Banking and financial institutions regulationBusiness recordsCorporate finance and managementGovernment information and archivesSecurities

8–K Trading Gap Act of 2021

USA117th CongressS-2360| Senate 
| Updated: 4/5/2022
8–K Trading Gap Act of 2021 This bill requires certain publicly traded companies to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing. Certain companies required by regulation to adopt a code of ethics are exempt from this requirement.
View Full Text

Suggested Questions

Get AI-generated questions to help you understand this bill better

Timeline

Bill from Previous Congress

S 116-2488
8–K Trading Gap Act of 2019
Jul 15, 2021
Introduced in Senate
Jul 15, 2021
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Jul 16, 2021

Latest Companion Bill Action

HR 117-4467
Introduced in House
Apr 5, 2022
Committee on Banking, Housing, and Urban Affairs. Hearings held.
  • Bill from Previous Congress

    S 116-2488
    8–K Trading Gap Act of 2019


  • July 15, 2021
    Introduced in Senate


  • July 15, 2021
    Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.


  • July 16, 2021

    Latest Companion Bill Action

    HR 117-4467
    Introduced in House


  • April 5, 2022
    Committee on Banking, Housing, and Urban Affairs. Hearings held.
Chris Van Hollen

Chris Van Hollen

Democratic Senator

Maryland

Banking, Housing, and Urban Affairs Committee

Finance and Financial Sector

Related Bills

  • HR 117-4467: 8–K Trading Gap Act of 2021
  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted
Banking and financial institutions regulationBusiness recordsCorporate finance and managementGovernment information and archivesSecurities