8–K Trading Gap Act of 2021 This bill requires certain publicly traded companies to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing. Certain companies required by regulation to adopt a code of ethics are exempt from this requirement.
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8–K Trading Gap Act of 2021
USA117th CongressS-2360| Senate
| Updated: 4/5/2022
8–K Trading Gap Act of 2021 This bill requires certain publicly traded companies to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing. Certain companies required by regulation to adopt a code of ethics are exempt from this requirement.