To amend the Securities Exchange Act of 1934 to exclude qualified institutional buyers and institutional accredited investors when calculating holders of a security for purposes of the mandatory registration threshold under such Act, and for other purposes.

USA117^th CongressHR-9459| House

| Updated: 12/7/2022

This bill excludes certain institutional investors and buyers from inclusion as holders of a security for purposes of mandatory registration thresholds applicable to an issuer of securities.

View Full Text

Finance and Financial Sector

To amend the Securities Exchange Act of 1934 to exclude qualified institutional buyers and institutional accredited investors when calculating holders of a security for purposes of the mandatory registration threshold under such Act, and for other purposes.

USA117^th CongressHR-9459| House

| Updated: 12/7/2022

This bill excludes certain institutional investors and buyers from inclusion as holders of a security for purposes of mandatory registration thresholds applicable to an issuer of securities.

View Full Text

Patrick T. McHenry

Republican Representative

North Carolina

Financial Services Committee

Finance and Financial Sector

Introduced
In Committee
On Floor
Passed Chamber
Enacted

To amend the Securities Exchange Act of 1934 to exclude qualified institutional buyers and institutional accredited investors when calculating holders of a security for purposes of the mandatory registration threshold under such Act, and for other purposes.

Suggested Questions

Finance and Financial Sector

To amend the Securities Exchange Act of 1934 to exclude qualified institutional buyers and institutional accredited investors when calculating holders of a security for purposes of the mandatory registration threshold under such Act, and for other purposes.

Suggested Questions

Patrick T. McHenry

Financial Services Committee

Finance and Financial Sector

To amend the Securities Exchange Act of 1934 to exclude qualified institutional buyers and institutional accredited investors when calculating holders of a security for purposes of the mandatory registration threshold under such Act, and for other purposes.

Suggested Questions

Finance and Financial Sector

To amend the Securities Exchange Act of 1934 to exclude qualified institutional buyers and institutional accredited investors when calculating holders of a security for purposes of the mandatory registration threshold under such Act, and for other purposes.

Suggested Questions

Patrick T. McHenry

Financial Services Committee

Finance and Financial Sector