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To amend the Securities Exchange Act of 1934 to specify certain registration statement contents for emerging growth companies, to permit issuers to file draft registration statements with the Securities and Exchange Commission for confidential review, and for other purposes.

USA117th CongressHR-9413| House 
| Updated: 12/2/2022
Patrick T. McHenry

Patrick T. McHenry

Republican Representative

North Carolina

Financial Services Committee

  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted
This bill revises requirements related to registration statements submitted to the Securities and Exchange Commission (SEC). First, the bill requires an emerging growth company to submit profit and loss statements from the previous 2 years, rather than the previous 3 years as under current law. In addition, the bill allows an issuer of securities to submit a draft registration statement to the SEC for confidential review prior to a public filing.
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Timeline
Dec 2, 2022
Introduced in House
Dec 2, 2022
Referred to the House Committee on Financial Services.
  • December 2, 2022
    Introduced in House


  • December 2, 2022
    Referred to the House Committee on Financial Services.

Finance and Financial Sector

Administrative law and regulatory proceduresBusiness recordsGovernment information and archivesLicensing and registrationsSecuritiesSecurities and Exchange Commission (SEC)

To amend the Securities Exchange Act of 1934 to specify certain registration statement contents for emerging growth companies, to permit issuers to file draft registration statements with the Securities and Exchange Commission for confidential review, and for other purposes.

USA117th CongressHR-9413| House 
| Updated: 12/2/2022
This bill revises requirements related to registration statements submitted to the Securities and Exchange Commission (SEC). First, the bill requires an emerging growth company to submit profit and loss statements from the previous 2 years, rather than the previous 3 years as under current law. In addition, the bill allows an issuer of securities to submit a draft registration statement to the SEC for confidential review prior to a public filing.
View Full Text

Suggested Questions

Get AI-generated questions to help you understand this bill better

Timeline
Dec 2, 2022
Introduced in House
Dec 2, 2022
Referred to the House Committee on Financial Services.
  • December 2, 2022
    Introduced in House


  • December 2, 2022
    Referred to the House Committee on Financial Services.
Patrick T. McHenry

Patrick T. McHenry

Republican Representative

North Carolina

Financial Services Committee

Finance and Financial Sector

  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted
Administrative law and regulatory proceduresBusiness recordsGovernment information and archivesLicensing and registrationsSecuritiesSecurities and Exchange Commission (SEC)