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A bill to require the Securities and Exchange Commission to revise the definitions of a "small business" and "small organization" for purposes of assessing the impact of the rulemakings of the Commission under the Investment Advisers Act of 1940.

USA115th CongressS-3579| Senate 
| Updated: 10/11/2018
Mike Rounds

Mike Rounds

Republican Senator

South Dakota

Banking, Housing, and Urban Affairs Committee

  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted
Investment Adviser Regulatory Flexibility Improvement Act This bill directs the Securities and Exchange Commission (SEC) to revise the definitions of "small business" and "small organization" for the purpose of analyzing the impact of regulations promulgated under the Investment Advisers Act of 1940. Specifically, the SEC must provide alternative methods through which a business or organization may qualify under such definitions.
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Timeline
Oct 11, 2018
Introduced in Senate
Oct 11, 2018
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
  • October 11, 2018
    Introduced in Senate


  • October 11, 2018
    Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

Finance and Financial Sector

Related Bills

  • S 115-488: Encouraging Employee Ownership Act
  • HR 115-6321: Investment Adviser Regulatory Flexibility Improvement Act
Administrative law and regulatory proceduresFinancial services and investmentsSecurities and Exchange Commission (SEC)Small business

A bill to require the Securities and Exchange Commission to revise the definitions of a "small business" and "small organization" for purposes of assessing the impact of the rulemakings of the Commission under the Investment Advisers Act of 1940.

USA115th CongressS-3579| Senate 
| Updated: 10/11/2018
Investment Adviser Regulatory Flexibility Improvement Act This bill directs the Securities and Exchange Commission (SEC) to revise the definitions of "small business" and "small organization" for the purpose of analyzing the impact of regulations promulgated under the Investment Advisers Act of 1940. Specifically, the SEC must provide alternative methods through which a business or organization may qualify under such definitions.
View Full Text

Suggested Questions

Get AI-generated questions to help you understand this bill better

Timeline
Oct 11, 2018
Introduced in Senate
Oct 11, 2018
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
  • October 11, 2018
    Introduced in Senate


  • October 11, 2018
    Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Mike Rounds

Mike Rounds

Republican Senator

South Dakota

Banking, Housing, and Urban Affairs Committee

Finance and Financial Sector

Related Bills

  • S 115-488: Encouraging Employee Ownership Act
  • HR 115-6321: Investment Adviser Regulatory Flexibility Improvement Act
  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted
Administrative law and regulatory proceduresFinancial services and investmentsSecurities and Exchange Commission (SEC)Small business