A bill to require the Securities and Exchange Commission to carry out a study to evaluate the issues affecting the provision of, and reliance upon, investment research into small issuers.
USA115th CongressS-3578| Senate
| Updated: 10/11/2018
Mike Rounds
Republican Senator
South Dakota
Banking, Housing, and Urban Affairs Committee
- Introduced
- In Committee
- On Floor
- Passed Chamber
- Enacted
Improving Investment Research for Small and Emerging Issuers Act This bill requires the Securities and Exchange Commission to report on investment research regarding small issuers, including emerging growth companies and companies considering initial public offerings. The report must: (1) include topics such as the availability of such research and potential conflicts of interest relating to its production and distribution, and (2) make recommendations for increasing small-issuer investment research.
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Timeline
Introduced in Senate
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Finance and Financial Sector
Congressional oversightFinancial services and investmentsGovernment studies and investigationsMinority and disadvantaged businessesResearch administration and fundingSecuritiesSecurities and Exchange Commission (SEC)Small businessWomen in business
A bill to require the Securities and Exchange Commission to carry out a study to evaluate the issues affecting the provision of, and reliance upon, investment research into small issuers.
USA115th CongressS-3578| Senate
| Updated: 10/11/2018
Improving Investment Research for Small and Emerging Issuers Act This bill requires the Securities and Exchange Commission to report on investment research regarding small issuers, including emerging growth companies and companies considering initial public offerings. The report must: (1) include topics such as the availability of such research and potential conflicts of interest relating to its production and distribution, and (2) make recommendations for increasing small-issuer investment research.
View Full TextSuggested Questions
Get AI-generated questions to help you understand this bill better
Timeline
Introduced in Senate
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Mike Rounds
Republican Senator
South Dakota
Banking, Housing, and Urban Affairs Committee
Finance and Financial Sector
Related Bills
- Introduced
- In Committee
- On Floor
- Passed Chamber
- Enacted
Congressional oversightFinancial services and investmentsGovernment studies and investigationsMinority and disadvantaged businessesResearch administration and fundingSecuritiesSecurities and Exchange Commission (SEC)Small businessWomen in business