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A bill to amend the Sarbanes-Oxley Act of 2002 to exclude privately held, non-custody brokers and dealers that are in good standing from certain requirements under title I of that Act, and for other purposes.

USA115th CongressS-3004| Senate 
| Updated: 6/28/2018
Tom Cotton

Tom Cotton

Republican Senator

Arkansas

Cosponsors (1)
Doug Jones (Democratic)

Banking, Housing, and Urban Affairs Committee

  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted
Small Business Audit Correction Act of 2018 This bill amends the Sarbanes-Oxley Act of 2002 to exempt certain privately held, non-custody brokers and dealers from specified audit report requirements.
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Timeline
Jun 6, 2018
Introduced in Senate
Jun 6, 2018
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Jun 26, 2018
Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-354.
Jun 28, 2018
Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-406.
  • June 6, 2018
    Introduced in Senate


  • June 6, 2018
    Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.


  • June 26, 2018
    Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-354.


  • June 28, 2018
    Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-406.

Finance and Financial Sector

Related Bills

  • HR 115-6021: Small Business Audit Correction Act of 2018
Accounting and auditingFinancial services and investmentsLicensing and registrationsSmall business

A bill to amend the Sarbanes-Oxley Act of 2002 to exclude privately held, non-custody brokers and dealers that are in good standing from certain requirements under title I of that Act, and for other purposes.

USA115th CongressS-3004| Senate 
| Updated: 6/28/2018
Small Business Audit Correction Act of 2018 This bill amends the Sarbanes-Oxley Act of 2002 to exempt certain privately held, non-custody brokers and dealers from specified audit report requirements.
View Full Text

Suggested Questions

Get AI-generated questions to help you understand this bill better

Timeline
Jun 6, 2018
Introduced in Senate
Jun 6, 2018
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Jun 26, 2018
Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-354.
Jun 28, 2018
Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-406.
  • June 6, 2018
    Introduced in Senate


  • June 6, 2018
    Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.


  • June 26, 2018
    Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-354.


  • June 28, 2018
    Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 115-406.
Tom Cotton

Tom Cotton

Republican Senator

Arkansas

Cosponsors (1)
Doug Jones (Democratic)

Banking, Housing, and Urban Affairs Committee

Finance and Financial Sector

Related Bills

  • HR 115-6021: Small Business Audit Correction Act of 2018
  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted
Accounting and auditingFinancial services and investmentsLicensing and registrationsSmall business