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To direct the Securities and Exchange Commission to revise section 230.163 of title 17, United States Code, to apply the exemption offered in such section to communications made by underwriters and dealers acting by or on behalf of a well-known seasoned issuer.

USA115th CongressHR-5999| House 
| Updated: 6/5/2018
Ted Budd

Ted Budd

Republican Representative

North Carolina

Financial Services Committee

  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted
Streamlining Communications for Investors Act This bill directs the Securities and Exchange Commission (SEC) to expand the exemption for well-known seasoned issuers from limitations on communicating with investors about unregistered securities. Specifically, the SEC must expand the exemption to include communications (including offers) made by an underwriter or dealer on behalf of a well-known seasoned issuer.
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Timeline
Jun 5, 2018
Introduced in House
Jun 5, 2018
Referred to the House Committee on Financial Services.
  • June 5, 2018
    Introduced in House


  • June 5, 2018
    Referred to the House Committee on Financial Services.

Finance and Financial Sector

Related Bills

  • HR 115-6035: Streamlining Communications for Investors Act
Financial services and investmentsLicensing and registrationsSecurities

To direct the Securities and Exchange Commission to revise section 230.163 of title 17, United States Code, to apply the exemption offered in such section to communications made by underwriters and dealers acting by or on behalf of a well-known seasoned issuer.

USA115th CongressHR-5999| House 
| Updated: 6/5/2018
Streamlining Communications for Investors Act This bill directs the Securities and Exchange Commission (SEC) to expand the exemption for well-known seasoned issuers from limitations on communicating with investors about unregistered securities. Specifically, the SEC must expand the exemption to include communications (including offers) made by an underwriter or dealer on behalf of a well-known seasoned issuer.
View Full Text

Suggested Questions

Get AI-generated questions to help you understand this bill better

Timeline
Jun 5, 2018
Introduced in House
Jun 5, 2018
Referred to the House Committee on Financial Services.
  • June 5, 2018
    Introduced in House


  • June 5, 2018
    Referred to the House Committee on Financial Services.
Ted Budd

Ted Budd

Republican Representative

North Carolina

Financial Services Committee

Finance and Financial Sector

Related Bills

  • HR 115-6035: Streamlining Communications for Investors Act
  • Introduced
  • In Committee
  • On Floor
  • Passed Chamber
  • Enacted
Financial services and investmentsLicensing and registrationsSecurities